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Current Employers
Princeton Asset Management, Llc

621 Nw 53Rd Street Suite 240, Boca Raton, FL 33487 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-10-23
FL RA APPROVED 2024-10-23
  • DC RA
    APPROVED
    Since 2024-10-23
  • FL RA
    APPROVED
    Since 2024-10-23

Branch Locations

621 Nw 53Rd Street Suite 240, Boca Raton, FL 33487 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princeton Asset Management, Llc Boca Raton FL 06/2008 Present
Princeton Investment Manageme, Llc West Palm Beach FL 03/2021 11/2025
Previous Registrations
  • 2021-10-08 → 2025-11-20
    Princeton Investment Management, Llc
    Boca Raton, FL
Other Businesses

1. Flowing Water Properties, LLC Investment related. The address is 9163 Silver Marsh Ln, Boca Raton, FL 33434. The nature of the business is to make personal investments on alternatives or real estate. My position is manager. The start date was Nov 2020 to current. The approximate number of hours/month is around two hours. The number of hours I devote to the business during securities trading hours is zero. The duties are to complete subscription documents, if any. 2. The Chinese Association of Science, Education and Culture of South Florida Inc. This is a non-investment-related and past position. My position from October 2023 and September 2025 was the president. Each president's tenor at this organization is under a two-year term. And a new president was elected to start on October 1, 2025. The association is in the process of changing the new president's name and removing my name with Sunbiz. The nature of this not-for-profit is to organize events to promote Asian culture. I currently do not spend time organizing these events anymore because my position ended at the end of September 2025.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-06
  • S63 Uniform Securities Agent State Law Examination
    2000-10-06
Designations
Other Names
  • Ivy Rui Guo
  • Rui Falcon
  • Rui Guo

View on SEC IAPD

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