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Andrew Jonathan Robbins

Pioneer Square Advisors, LLC

New York, NY

CRD 4245210

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Employer firm

Pioneer Square Advisors, LLC CRD 143609

$38.3M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pioneer Square Advisors, Llc

5410 119Th St Ct Nw, Gig Harbor, WA 98332 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-12-04
  • WA RA
    APPROVED
    Since 2020-12-04

Branch Locations

515 Madison Avenue 29Th Floor, New York, NY 10021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Square Advisors, Llc Seattle WA 04/2007 Present
Previous Registrations
  • 2009-02-18 → 2013-12-31
    Gig Harbor, WA
  • 2007-06-04 → 2008-12-31
    Gig Harbor, WA
  • 2002-11-12 → 2007-04-10
    Quellos Capital Management Lp
    New York, NY
  • 2005-07-14 → 2007-04-10
    Quellos Private Capital Markets, L.P.
    New York, NY
  • 2002-11-12 → 2004-03-15
    Quellos Fixed Income Advisors Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2000-12-06
  • S65 Uniform Investment Adviser Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2000-12-06
Other Names
  • Andrew J Robbins

View on SEC IAPD

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