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Stacey Strauss

Ubs Financial Services Inc.

New York, NY

Scarsdale, NY

CRD 4244894

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-02-05
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-02-05

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Scarsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 03/2009 12/2019
Ubs Financial Services, Inc Nyc NY 12/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-05
S63 Uniform Securities Agent State Law Examination 2000-09-27
  • S66 Uniform Combined State Law Examination
    2020-02-05
  • S63 Uniform Securities Agent State Law Examination
    2000-09-27
Other Names
  • Stacey Beth Koretsky
  • Stacey Beth Strauss

View on SEC IAPD

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