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Philip Paul Mailloux

Commonwealth Financial Network

Worcester, MA

Gardner, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
MA RA APPROVED 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • MA RA
    APPROVED
    Since 2023-11-03

Branch Locations

108 Grove Street Suite 306, Worcester, MA 01605 • United States

70 Parker Street, Gardner, MA 01440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worcester MA 09/2005 10/2023
Larson, Potter, Stratton & Cote Gardner MA 10/2023 Present
Commonwealth Financial Network Waltham MA 10/2023 Present
  • 09/2005 → 10/2023
    Ameriprise Financial Services, Inc.
    Worcester, MA
  • 10/2023 → Present
    Larson, Potter, Stratton & Cote
    Gardner, MA
  • 10/2023 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Other Businesses

Fixed insurance sales; as of 8/10/2023; 0% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-05
  • S66 Uniform Combined State Law Examination
    2000-09-05

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
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LPL FINANCIAL LLC · WORCESTER, MA
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