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Justin Philip Rabinowitz

Maxim Financial Advisors LLC

New York, NY

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Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-07
NJ RA APPROVED 2019-01-02
  • NY RA
    APPROVED
    Since 2021-08-07
  • NJ RA
    APPROVED
    Since 2019-01-02

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maxim Group Llc New York NY 06/2003 Present
Maxim Financial Advisors New York NY 02/2007 Present
  • 06/2003 → Present
    Maxim Group Llc
    New York, NY
  • 02/2007 → Present
    Maxim Financial Advisors
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-26
S63 Uniform Securities Agent State Law Examination 2006-06-23
  • S65 Uniform Investment Adviser Law Examination
    2007-02-26
  • S63 Uniform Securities Agent State Law Examination
    2006-06-23

View on SEC IAPD

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