Estevan Ruiz Munoz

Current Employers

Employment History

• 07/2000 → 11/2017
  National Planning Corporation
  Orange, CA
• 11/2017 → Present
  Lpl Financial, Llc
  Santa Ana, CA
• 12/2017 → Present
  Valley Wealth Strategies, Llc
  Santa Ana, CA

Other Businesses

1. 11/29/2017 - ZUK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/2003. 2. 1/25/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/16/2017 - 12 Hours Per Month During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/25/2018 - Valley Wealth Strategies, LLC - DBA: (Hybrid) Zuk Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - 12 Hours Per Month/8 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-16
• S66 Uniform Combined State Law Examination
  2013-04-19
• S63 Uniform Securities Agent State Law Examination
  2000-08-14

Other Names

• Steve Ruiz Munoz