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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-31 |
| NJ | RA | APPROVED | 2019-08-22 |
| MA | RA | APPROVED | 2019-08-21 |
| FL | RA | APPROVED | 2019-08-20 |
| CA | RA | APPROVED | 2019-08-19 |
| CT | RA | APPROVED | 2019-08-19 |
| NC | RA | APPROVED | 2019-08-19 |
| RI | RA | APPROVED | 2019-08-19 |
| VA | RA | APPROVED | 2019-08-19 |
Branch Locations
935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States
336 Main St Suite 6, Wakefield, RI 02879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Cranston | RI | 06/2015 | 03/2017 |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | 08/2019 |
| Mass Mutual Life Insurance Company | Warwick | RI | 01/2016 | 08/2019 |
| Royal Alliance Associates, Inc. | Warwick | RI | 08/2019 | Present |
1. INDEPENDENT INSURANCE AGENT FROM CRANSTON RI - 2 HOURS SECURITIES - 0 HOURS NON SECURITIES - DENTAL AND GROUP DISABILITY INCOME - DISABILITY - FIXED ANNUITIES - LTC - GROUP BENEFITS - SINCE 7/2015 2. OWNER RENTAL PROPERTY - NARRAGANSETT RI -1 HOUR SECURITIES INVOLVED SINCE 11/2013 3. NARRAGANSETT LIONS CLUB POSITION: Board of directors NATURE: It is a volunteer organization 401c3. We raise and donate money to local charities and individuals for people in need. I serve on the board but do not have check writing capabilities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: Po Box 186, Narragansett RI 02882, United States DESCRIPTION: I attend board meetings and vote on various requests from local individuals and charities. 4. RYAN MEYER POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2013 ADDRESS: 935 Jefferson Blvd, Suite 2000, Warwick RI 02886, United States DESCRIPTION: Occasionally I will make a recommendation that a client purchase life insurance, fixed annuities or variable annuities.l will take the application and then submit the application. 5. RENTAL PROPERTY POSITION: owner of home NATURE: Sole Prop. I own a rental home that I bought 14 years ago before I got into this business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2007 ADDRESS: 7 huckleberry Dr, Saunderstown RI 02874, United States DESCRIPTION: I am the landlord. I collect the rent. Occasionally I subcontract a professional to do work/upgrades to the house. 6. PART TIME SKI INSTRUCTOR POSITION: ski instructor NATURE: i am a ski instructor for 5 weeks and they pay me a small amount of money via a W2. I have no ownership in anything. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 160 Yawgoo Valley Rd, Exeter RI 02822, United States DESCRIPTION: i am a ski instructor for 5 weeks and they pay me a small amount of money via a W2. I have no ownership in anything. 7. IS INDEPENDENCE FINANCIAL PARTNERS POSITION: FINANCIAL ADVISOR NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/19/2019 ADDRESS: 935 Jefferson Blvd, Suite 2000, WARWICK RI 02886, United States DESCRIPTION: I meet with clients and perform the duties as a CFP and Financial Advisor. 8. INDEPENDENCE FINANCIAL PARTNERS POSITION: CFP NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 09/30/2024 ADDRESS: 336 Main St, Suite 6, Wakefield RI 02879, United States DESCRIPTION: I use this office to meet clients and conduct all of my duties as a financial advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-14 |
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