Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-31
NJ RA APPROVED 2019-08-22
MA RA APPROVED 2019-08-21
FL RA APPROVED 2019-08-20
CA RA APPROVED 2019-08-19
CT RA APPROVED 2019-08-19
NC RA APPROVED 2019-08-19
RI RA APPROVED 2019-08-19
VA RA APPROVED 2019-08-19
  • TX RA
    APPROVED
    Since 2023-07-31
  • NJ RA
    APPROVED
    Since 2019-08-22
  • MA RA
    APPROVED
    Since 2019-08-21
  • FL RA
    APPROVED
    Since 2019-08-20
  • CA RA
    APPROVED
    Since 2019-08-19
  • CT RA
    APPROVED
    Since 2019-08-19
  • NC RA
    APPROVED
    Since 2019-08-19
  • RI RA
    APPROVED
    Since 2019-08-19
  • VA RA
    APPROVED
    Since 2019-08-19

Branch Locations

935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States

336 Main St Suite 6, Wakefield, RI 02879 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Cranston RI 06/2015 03/2017
Mml Investors Services, Llc Warwick RI 03/2017 08/2019
Mass Mutual Life Insurance Company Warwick RI 01/2016 08/2019
Royal Alliance Associates, Inc. Warwick RI 08/2019 Present
  • 06/2015 → 03/2017
    Metlife Securities
    Cranston, RI
  • 03/2017 → 08/2019
    Warwick, RI
  • 01/2016 → 08/2019
    Mass Mutual Life Insurance Company
    Warwick, RI
  • 08/2019 → Present
    Royal Alliance Associates, Inc.
    Warwick, RI
Previous Registrations
Other Businesses

1. INDEPENDENT INSURANCE AGENT FROM CRANSTON RI - 2 HOURS SECURITIES - 0 HOURS NON SECURITIES - DENTAL AND GROUP DISABILITY INCOME - DISABILITY - FIXED ANNUITIES - LTC - GROUP BENEFITS - SINCE 7/2015 2. OWNER RENTAL PROPERTY - NARRAGANSETT RI -1 HOUR SECURITIES INVOLVED SINCE 11/2013 3. NARRAGANSETT LIONS CLUB POSITION: Board of directors NATURE: It is a volunteer organization 401c3. We raise and donate money to local charities and individuals for people in need. I serve on the board but do not have check writing capabilities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: Po Box 186, Narragansett RI 02882, United States DESCRIPTION: I attend board meetings and vote on various requests from local individuals and charities. 4. RYAN MEYER POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2013 ADDRESS: 935 Jefferson Blvd, Suite 2000, Warwick RI 02886, United States DESCRIPTION: Occasionally I will make a recommendation that a client purchase life insurance, fixed annuities or variable annuities.l will take the application and then submit the application. 5. RENTAL PROPERTY POSITION: owner of home NATURE: Sole Prop. I own a rental home that I bought 14 years ago before I got into this business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2007 ADDRESS: 7 huckleberry Dr, Saunderstown RI 02874, United States DESCRIPTION: I am the landlord. I collect the rent. Occasionally I subcontract a professional to do work/upgrades to the house. 6. PART TIME SKI INSTRUCTOR POSITION: ski instructor NATURE: i am a ski instructor for 5 weeks and they pay me a small amount of money via a W2. I have no ownership in anything. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 160 Yawgoo Valley Rd, Exeter RI 02822, United States DESCRIPTION: i am a ski instructor for 5 weeks and they pay me a small amount of money via a W2. I have no ownership in anything. 7. IS INDEPENDENCE FINANCIAL PARTNERS POSITION: FINANCIAL ADVISOR NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/19/2019 ADDRESS: 935 Jefferson Blvd, Suite 2000, WARWICK RI 02886, United States DESCRIPTION: I meet with clients and perform the duties as a CFP and Financial Advisor. 8. INDEPENDENCE FINANCIAL PARTNERS POSITION: CFP NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 09/30/2024 ADDRESS: 336 Main St, Suite 6, Wakefield RI 02879, United States DESCRIPTION: I use this office to meet clients and conduct all of my duties as a financial advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-14
  • S66 Uniform Combined State Law Examination
    2013-10-14
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Warwick, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor