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James Andrew Garcia

Edward Jones

Tallahassee, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
FL RA APPROVED 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • FL RA
    APPROVED
    Since 2015-12-15

Branch Locations

1725 Capital Circle Ne Suite 302, Tallahassee, FL 32308-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-03
S63 Uniform Securities Agent State Law Examination 2001-02-20
  • S66 Uniform Combined State Law Examination
    2015-10-03
  • S63 Uniform Securities Agent State Law Examination
    2001-02-20
Designations
Other Names
  • James Andrew Garcia

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
RED HILLS CAPITAL, LLC
LPL ENTERPRISE, LLC
CHIRON CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MATADOR FINANCIAL
PFS INVESTMENTS INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TYLER JAMESON HUSTON
GEORGE DAVIS AVANT
NATHAN WAYNE SIMMONS
William Briggs Ellison
CRAIG STEPHEN TOWNSEND
RICHARD MICHAEL OLEARY
STEVE SAUL HALSELL
MORGAN B LAFFITTE

Other Offices

MML INVESTORS SERVICES, LLC · TALLAHASSEE, FL
RED HILLS CAPITAL, LLC · TALLAHASSEE, FL
LPL ENTERPRISE, LLC · TALLAHASSEE, FL
CHIRON CAPITAL MANAGEMENT, LLC · TALLAHASSEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TALLAHASSEE, FL
MATADOR FINANCIAL · Tallahassee, FL
EDWARD JONES · TALLAHASSEE, FL
PFS INVESTMENTS INC. · TALLAHASSEE, FL

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