Frank Daniel Toth

Current Employers

Employment History

• 11/2011 → 05/2019
  Lpl Financial Llc
  Boca Raton, FL
• 11/2011 → Present
  Independent Financial Partners
  Boca Raton, FL
• 05/2019 → Present
  Ifp Securities, Llc
  Boca Raton, FL

Previous Registrations

• 2005-02-01 → 2011-11-28
  Asset & Financial Planning, Ltd
  Boca Raton, FL
• 2000-12-11 → 2004-12-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL

Other Businesses

(1) 08/01/2011: Capital Conclusions Corp. - INV REL - At Reported Business Location(s) - Non-Variable Insurance DBA - 40% Time Spent - Fixed insurance, health, life, disability, LTC, fixed annuities. (2) 02/07/2012: Toth Equity, Inc. - INV REL - At Reported Business Location(s) - DBA (3) 02/14/2012: Toth Equity - INV REL - At Reported Business Location(s) - Non-Variable Insurance DBA - 40% Time Spent - Fixed insurance. (4) 08/20/2012: Toth Speech Services - NOT INV REL - At Reported Business Location(s) - Other-Family Business - 1% Time Spent - board of directors. (5) 01/02/2013: No Business Name - INV REL - Boynton Beach, FL - Real Estate Rental - 5% Time Spent - 2 rental condos, renters are not customers or advisors of other BD's. (6) 02/11/2015: Independent Financial Partners - DBA: Capital Conclusions Corporation - INV REL - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 08/01/2011 - 120 Hr/Mo; 120 Hours During Securities Trading. (7) 06/29/2016: Independent Financial Partners - DBA: (HYBRID) Serve and Protect Financial, Inc. - INV REL - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 06/03/2016 - IAR - 40 Hr/Mo; 40 Hours During Securities Trading. (8) 07/21/2016: Serve and Protect Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA - Started 06/03/2016 - 40 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-03

Other Names

• Frank D Toth