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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
211 Fulton Street Suite 500A, Peoria, IL 61602 • United States
Peoria, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Peoria | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
SUKH-SHANTI LLC; INVESTMENT AND HOLDING PERSONAL ASSETS/ESTATE PLANNING; PEORIA, IL; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 03/2013 *530008- Anoopam Mission; Investment related-No; Coplay, Pennsylvania; Children/Youth, Health and Welfare, Humanitarian, Religious; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 15
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-05 |
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