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Stephen Lewis Fordham

Edward Jones

Raleigh, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-20
NC RA APPROVED 2011-10-05
  • TX RA
    APPROVED_RES
    Since 2019-02-20
  • NC RA
    APPROVED
    Since 2011-10-05

Branch Locations

211 East Six Forks Road Suite 115, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Raleigh NC 09/2011 Present
Other Businesses

Rental Property Raleigh, NC Start date: 8/1/2019 Landlord Hours per week: 0 Hours during trading: 0 Rental, have a property mgmt company Rental Property Raleigh, NC Start date: 10/1/2018 Landlord/Tenant Hours per week: 0 Hours during trading: 0 Maintain Property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-10-15
  • S63 Uniform Securities Agent State Law Examination
    2007-10-15
Designations
Other Names
  • Stephen L Fordham
  • Stephen L Fordham
  • Stephen Fordham
  • Stephen Lewis Fordham

View on SEC IAPD

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