Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-07 |
| FL | RA | APPROVED | 2023-08-01 |
| MD | RA | APPROVED | 2018-11-02 |
| PA | RA | APPROVED | 2018-11-02 |
Branch Locations
300 Bridge Street, Phoenixville, PA 19460 • United States
Bala Financial Group 208 Old Lancaster Road, Devon, PA 19333 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancok Mutual Life Insurance Compan | Lutherville | MD | 06/1999 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 06/1999 | 11/2018 |
| Osaic Wealth, Inc. | Devon | PA | 11/2018 | Present |
1. INSURANCE BROKER........INSURANCE BROKER: HEALTH AND GROUP BENEFITS, 208 OLD LANCASTER ROAD DEVON, PA 19333, START DATE 1/1/99, APPROX. 1 HR MO AND 1 HR DURING TRADING..... 2. BALA FINANCIAL GROUP POSITION: Investment Advisor Rep. NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2001 ADDRESS: 208 Old Lancaster Rd, Devon PA 19333, United States DESCRIPTION: Sales/Marketing of Insurance and Investment Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-27 |
Reach out to this advisor