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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-19 |
| CT | RA | APPROVED | 2001-03-09 |
Branch Locations
551 Newton St, South Hadley, MA 01075 • United States
W Springfield, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | South Hadley | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | South Hadley | MA | 03/2020 | Present |
Outside Employment; SRD Operations; Associate Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice; ; 551Newton Street, , South Hadley, MA, 1075; Not Investment-Related; 01/01/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-11 |
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