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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-05 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
Riverton, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services | Salt Lake | UT | 10/1999 | 10/2016 |
| E*Trade Securities Llc | Sandy | UT | 02/2017 | 05/2018 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2017 | 05/2018 |
| Unemployed | Riverton | UT | 11/2016 | 02/2017 |
| E*Trade Capital Management Llc | Sandy | UT | 05/2018 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 05/2018 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Sandy | UT | 06/2020 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 06/2020 | Present |
| Morgan Stanley | Sandy | UT | 10/2022 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
*606910 - youtube channel; Investment related: No; Riverton, Utah; Recreation; Other (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 0; After business hours: 2; recording video and posting to youtube, the content is just biking footage, my face will not appear on video
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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