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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
| UT | RA | APPROVED | 2025-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 12/2006 | 02/2024 |
| E*Trade Capital Management Llc | Sandy | UT | 03/2009 | 02/2024 |
| Graff Properties, L.L.C | West Jordan | UT | 06/2015 | 04/2025 |
| Morgan Stanley | Sandy | UT | 11/2022 | 02/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2023 | 02/2024 |
| Morgan Stanley | Sandy | UT | 09/2023 | 02/2024 |
| Iams Wealth Management | Omaha | NE | 04/2024 | 06/2024 |
| Cairn Advisors | Lindon | UT | 03/2024 | 06/2024 |
| Valic Financial Advisors, Inc. | Salt Lake City | UT | 08/2024 | Present |
| Graff Properties Llc | West Jordan | UT | 06/2015 | 04/2025 |
| Agia | Houston | TX | 09/2024 | Present |
| Michael Graff | West Jordan | UT | 06/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sandy | UT | 10/2025 | Present |
| Bank Of America, N.A. | Sandy | UT | 12/2025 | Present |
I*3103287, Entity Type, Name of OBA: Rental Property 1 Address: WEST JORDAN, UT 84081 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/01/2015 No Hours: 1 Mo No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-16 |
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