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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-04-24 |
| TX | RA | APPROVED_RES | 2025-04-24 |
Branch Locations
1111 Polaris Pkwy Floor 1C, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual &Amp; Institutional Services, Llc | Dublin | OH | 08/2005 | 04/2023 |
| Tiaa | Dublin | OH | 08/2005 | 04/2023 |
| Keybank | Columbus | OH | 05/2023 | 04/2025 |
| Key Investment Services Llc | Brooklyn | OH | 10/2023 | 04/2025 |
| Jpmorgan Chase Bank, N.A. | Columbus | OH | 04/2025 | Present |
| J.P. Morgan Securities Llc | Columbus | OH | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-29 |
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