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David Michael Zamora

Tucker Asset Management LLC

Littleton, CO

Austin, TX

CRD 4238009

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Employer firm

Tucker Asset Management LLC CRD 174844

$604M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-01
  • TX RA
    APPROVED
    Since 2024-03-01

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

13785 Research Blvd. Suite 125, Austin, TX 78750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Liberty Hill TX 03/1993 Present
Tucker Asset Management Llc Littleton CO 09/2017 07/2020
Townsquare Capital Llc Provo UT 07/2020 05/2023
Creativeone Wealth Overland Park KS 05/2023 02/2024
Zamora Advisory Group Austin TX 07/2018 Present
Tucker Asset Management Littleton CO 03/2024 Present
  • 03/1993 → Present
    Self Employed
    Liberty Hill, TX
  • 09/2017 → 07/2020
    Littleton, CO
  • 07/2020 → 05/2023
    Provo, UT
  • 05/2023 → 02/2024
    Creativeone Wealth
    Overland Park, KS
  • 07/2018 → Present
    Zamora Advisory Group
    Austin, TX
  • 03/2024 → Present
    Tucker Asset Management
    Littleton, CO
Previous Registrations
Other Businesses

04/1984- present; Self- Certified Public Accountant licensed, not currently offering services but maintaining licensing, non investment related. 0% income 03/1993 - present; Insurance sales 04/2017- present; Zamora Advisory Group, offering fixed life and annuity products, Expanding offerings to include investment advisory as of 07/2018; Approx. 80 hours/month with all hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-15
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2017-07-15
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Other Names
  • Mike Zamora

View on SEC IAPD

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