Michael John Perry

Wells Fargo Clearing Services, LLC

Rancho Palos Verdes, CA

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-04-05

CA RA
APPROVED

Since 2021-04-05

Branch Locations

28350 S Western Ave, Rancho Palos Verdes, CA 90275 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Rancho Palos Verdes	PA	05/2009	Present
Wells Fargo Advisors Llc	Doylestown	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Rancho Palos Verdes	PA	11/2016	Present

05/2009 → Present

Wells Fargo Bank, Na

Rancho Palos Verdes, PA
05/2009 → 11/2016

Wells Fargo Advisors Llc

Doylestown, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Rancho Palos Verdes, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-05
S63	Uniform Securities Agent State Law Examination	2000-10-13

S65 Uniform Investment Adviser Law Examination

2021-04-05
S63 Uniform Securities Agent State Law Examination

2000-10-13

Other Names

Michael J Perry

View on SEC IAPD

Other Firms

PLANMEMBER SECURITIES CORPORATION

U.S. BANCORP ADVISORS, LLC

OSAIC WEALTH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Richard McCallister

RICHARD THOMAS MCCALLISTER

Maria Guadalupe Carvajal

James Ryo Nagahiro

GREGORY PHILIP FONG

Jose Daniel Claudio

Other Offices

PLANMEMBER SECURITIES CORPORATION · Rancho Palos Verdes, CA

U.S. BANCORP ADVISORS, LLC · Rancho Palos Verdes, CA

OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN PEDRO, CA

J.P. MORGAN SECURITIES LLC · Rancho Palos Verdes, CA

LPL FINANCIAL LLC · SAN PEDRO, CA

STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA

CETERA INVESTMENT ADVISERS LLC · RANCHO PALOS VERDES, CA

More in Rancho Palos Verdes, CA

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