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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-16 |
| TX | RA | APPROVED | 2019-11-20 |
Branch Locations
6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States
E Amherst, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 06/2010 | 03/2019 |
| Rbc Capital Markets, Llc. | Williamsville | NY | 09/2019 | Present |
| Unemployed | Freeport | NY | 03/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-27 |
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