Gregory D Lunak

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 01/2017
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  St. Paul, MN
• 01/2017 → Present
  Rbc Capital Markets, Llc
  Stillwater, MN

Previous Registrations

• 2002-12-20 → 2017-01-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  St Paul, MN
  Saint Paul, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-20
• S63 Uniform Securities Agent State Law Examination
  2000-09-16

Designations

• Certified Financial Planner

Other Names

• Greg D Lunak