Rucong Wu

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Jp Morgan Securities Llc
  New York, NY

Previous Registrations

• 2010-05-26 → 2013-03-01
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY
  Brooklyn, NY
  New York, NY
• 2008-01-15 → 2008-10-30
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY

Other Businesses

Entity Name: Rental property Investment related: N Address: 4001 New Utrecht Avenue, Brooklyn, NY 11219 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/28/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a rental property I recently purchased, nothing is similar to my current JPMC role. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: PARTIAL OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/1/2014 ADDRESS: 181 JERSEY CITY, NJ DETAILS: MULTI-UNIT REAL ESTATE PROPERTY. HOURS DEDICATED (per month unless otherwise indicated): NO MORE THAN 3 HOURS PER MONTH. HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-14
• S63 Uniform Securities Agent State Law Examination
  2005-03-07

Other Names

• Ryan Wu