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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
427 Bedford Rd Ste 110, Pleasantville, NY 10570 • United States
Beacon, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pleasantville | NY | 07/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Pleasantville | NY | 03/2020 | Present |
Other Business Activities; Fishkill United Methodist Church; finance secretary, prepare and maintain the individual church giving reports; 38 Broad St, , Fishkill, NY, 12524; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Beacon Democratic Committee Chairperson; First Vice Chair my local city's democratic committee.; Mailing Address: 31 Crescent Drive, , Beacon, NY, 12508; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-23 |
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