Best Investors
Account
Sign in
Best Investors
Account
Sign in
40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-18 |
Branch Locations
40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tocqueville Securities, L.P. | New York | NY | 09/2009 | Present |
TOCQUEVILLE ASSET MANAGEMENT L.P, INVESTMENT ADVISOR, IS AN AFFILIATE OF AND OPERATES OUT OF THE SAME OFFICES AS TOCQUEVILLE SECURITIES L.P. EMPLOYMENT DATE 9/25/09, TITLE PORTFOLIO MANAGER, APPROXIMATELY 94% TO 96% (APPROXIMATELY 165 HOURS) OF TIME A MONTH IS DEVOTED TO TOCQUEVILLE ASSET MANAGEMENT L.P., ACCORDING TO BUSINESS REQUIREMENTS. MEMBER, ACHIM CAPITAL LLC (COMMERICAL REAL ESTATE INVESTMENTS). MEMBER, ETON STREET HOLDINGS LLC (ESTABLISHED FOR A FAMILY ESTATE PLANNING). PRESIDENT, TLK FOUNDATION INC. (PRIVATE FAMILY CHARITABLE DOUNDATION), ASSIST IN MANAGEMENT OF ENDOWMENT. MEMBER, JKM FUNDAMENTAL PARTNERS LLC (GP TO PRIVATE FUND AFFILIATED WITH TOCQUEVILLE ASSET MANAGEMENT L.P.)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-03-12 |
Reach out to this advisor