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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber Technologies Inc | San Francisco | CA | 01/2017 | 01/2017 |
| Ams Realty | Great Neck | NY | 02/2016 | 10/2017 |
| Urban Ecospaces Inc | Fresh Meadows | NY | 03/2018 | 04/2020 |
| Unemployed | Fresh Meadows | NY | 04/2020 | 04/2021 |
| Unemployed | Fresh Meadows | NY | 11/2017 | 03/2018 |
| Jim Dinardo | New York | NY | 05/2021 | 02/2025 |
| Kevin Luchetta | New York | NY | 05/2021 | 02/2025 |
| Stephen Schwartz | New York | NY | 05/2021 | 02/2025 |
| Paul Tortorella | New York | NY | 05/2021 | 01/2022 |
| Northwestern Mutual Investment Services Llc | New York | NY | 07/2021 | Present |
| Jim Dinardo | New York | NY | 03/2025 | Present |
| Kevin Luchetta | New York | NY | 03/2025 | Present |
| Stephen Schwartz | New York | NY | 03/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
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