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Current Employers
Stephens Investment Management Group, Llc

111 Center Street, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-09-16
  • TX RA
    APPROVED
    Since 2005-09-16

Branch Locations

9 Greenway Plaze, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Houston TX 09/2004 Present
  • 09/2004 → Present
    Stephens Inc
    Houston, TX
Previous Registrations
  • 2004-09-13 → 2023-12-22
    Houston, TX
    Houston, TX
Other Businesses

THE MBA FUND LLC - UNIVERSITY OF TEXAS - AUSTIN, TX - INVESTMENT RELATED - STUDENT MANAGED INVESTMENT FUND - ADVISORY BOARD MEMBER - 5/2009 - 10 TO 20 HOURS DEVOTED ANNUALLY - MINIMAL HOURS DEVOTED DURING TRADING HOURS; BIEHL INTERNATIONAL - 5200 HOLLISTER, HOUSTON, TX - NOT INVESTMENT RELATED - MARITIME SHIPPING - BOARD MEMBER - 7/2013 - QUARTERLY BOARD MEETINGS LASTING 1/2 DAY DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31
Designations

View on SEC IAPD

Other Firms

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Other Offices

More in Houston, TX

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