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Joel Scott Mullins

Pettinga Financial Advisors, LLC

Evansville, IN

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Current Employers
Pettinga Financial Advisors, Llc

215 Nw Martin Luther King Jr Blvd, Evansville, IN 47708 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-06-28
  • IN RA
    APPROVED
    Since 2018-06-28

Branch Locations

215 Nw Martin Luther King Jr Blvd, Evansville, IN 47708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fdx Advisors, Inc. Evansville IN 11/2015 04/2018
Pettinga Financial Advisors Llc Evansville IN 05/2018 Present
Previous Registrations
  • 2015-11-20 → 2018-06-28
    Fdx Advisors, Inc.
    Evansville, IN
  • 2014-10-27 → 2015-11-09
    Fifth Third Securities, Inc.
    Evansville, IN
  • 2014-04-10 → 2014-10-24
    Lpl Financial Llc
    Evansville, IN
  • 2011-04-14 → 2014-03-12
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Owensboro, KY
  • 2006-02-02 → 2009-04-20
    Invest Financial Corporation
    Evansville, IN
    Owensboro, KY
    Owensboro, KY
    Mount Vernon, IN
    Evansville, IN
    Carbondale, IL
    Carterville, IL
    Desoto, IL
    Harrisburg, IL
    Marion, IL
    Greenville, KY
    Henderson, KY
    Henderson, KY
    Madisonville, KY
    Owensboro, KY
    Morganfield, KY
    Owensboro, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-11-25
S66 Uniform Combined State Law Examination 2000-08-30
  • S63 Uniform Securities Agent State Law Examination
    2014-11-25
  • S66 Uniform Combined State Law Examination
    2000-08-30
Other Names
  • Joel Scott Mullins

View on SEC IAPD

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KAREN MARIE LIVELY
BENJAMIN L FRANZ
Elizabeth Ann Alles
JAY DAN JACOBS
Joshua Rude
RYAN ALLEN HAYES

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
EDWARD JONES · EVANSVILLE, IN

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