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Clarice M Bourgeois

J.P. Morgan Securities LLC

Mandeville, LA

Jacksonville, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-02
TX RA APPROVED_RES 2013-09-19
LA RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-12-02
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3500 Hwy 190, Mandeville, LA 70471 • United States

7255 Baymeadows Way, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Mandeville LA 02/2015 Present
Jpmorgan Chase Bank, N.A Mandeville LA 01/2018 Present
  • 02/2015 → Present
    Jp Morgan Securities Llc
    Mandeville, LA
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A
    Mandeville, LA
Previous Registrations
  • 2009-02-10 → 2012-10-01
    Chase Investment Services Corp.
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-11
S63 Uniform Securities Agent State Law Examination 2008-02-19
  • S66 Uniform Combined State Law Examination
    2015-02-11
  • S63 Uniform Securities Agent State Law Examination
    2008-02-19
Other Names
  • Clarice Marie Leco
  • Clarice M Bourgeois
  • Clarice Marie Bourgeois

View on SEC IAPD

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JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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