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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-14 |
| DE | RA | APPROVED | 2022-11-29 |
| TX | RA | APPROVED | 2022-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dean Witter Reynolds | Wilmington | DE | 06/2000 | 11/2022 |
| Financial House, Inc. | Wilmington | DE | 04/2006 | Present |
| Jefferson Pilot Securities | Concord | NH | 04/2006 | 11/2022 |
| Jefferson Pilot Securities | Concord | NH | 04/2006 | 11/2022 |
| Independent Advisers Group Corp | Wilmington | DE | 04/2006 | 11/2022 |
| Lpl Financial Llc | Centreville | DE | 11/2022 | Present |
1) 11/2022- Financial House- DBA for LPL Business (entity for LPL business)- inv. related- Centerville, DE 2) 11/2022- CFC Inc.- Non-Variable Insurance- owner- Disability, Fixed Annuities, LTC, and Life - inv. related- Centerville, DE - start date 3/6/2006- 4hrs/mth 3) 11/2022- Road 9 LLC- Real Estate Rental- part owner/partner- inv. related- 5818 Kennett Pike, Centreville DE 19807- start date 2/1/2011- 1hrs 4) 05/31/2024 - Financial House Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 10 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-13 |
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