Roxana Villafane Beggs

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 04/2022 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2016 → 04/2022
  Morgan Stanley Smith Barney Llc
  New York, NY

Previous Registrations

• 2016-07-22 → 2022-04-19
  Morgan Stanley
  New York, NY
  Purchase, NY
  New York, NY
  New York, NY
  New York, NY
  Purchase, NY
• 2013-01-25 → 2016-06-17
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2007-09-10 → 2008-03-27
  Morgan Stanley Investment Advisors Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-09
• S63 Uniform Securities Agent State Law Examination
  2000-03-24

Other Names

• Roxana Julia Beggs
• Roxana Villafane
• Roxana Julia Villafane
• Roxana J. Beggs
• Roxana J Villafane
• Roxanna Villafane
• Roxana J Villafanebeggs