Edward Vincent Santos

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-01-10

CA RA
APPROVED

Since 2006-01-10

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

5635 Stratford Circle, Suite B-27, Stockton, CA 95207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planmember Securities Corporation	Carpinteria	CA	07/2006	Present
Northern California Planners	Stockton	CA	07/2006	Present

07/2006 → Present

Planmember Securities Corporation

Carpinteria, CA
07/2006 → Present

Northern California Planners

Stockton, CA

Other Businesses

1)Northern California Planners-5635 Stratford Circle, Suite B-27, STockton, CA 95207; Investment related; Securities & insurance sales & svcs; Rep/Agent-fixed insurance, life, health LTC / Investments; Start date 06/1997; 180 hrs/mnth; 90 hrs/mnth during trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-06-30

S63 Uniform Securities Agent State Law Examination

2006-06-30

Other Names

Edward Vincent Santos

View on SEC IAPD

Current Employers

Planmember Securities Corporation

Disclosures

Employment History

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