Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-29
NC RA APPROVED 2002-06-21
  • TX RA
    APPROVED
    Since 2012-06-29
  • NC RA
    APPROVED
    Since 2002-06-21

Branch Locations

421 S Church St Ste 100, Hendersonville, NC 28792 • United States

190 Biltmore Ave, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hendersonville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hendersonville NC 11/2016 Present
Previous Registrations
  • 2002-02-28 → 2002-06-21
    Wachovia Securities, Inc.
    Hendersonville, NC
Other Businesses

RENTAL PROPERTY; INV RELATED; HENDERSONVILLE, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 10/19/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY - RED; INV RELATED; HENDERSONVILLE, NC; RENTAL;100% OWNERSHIP; START DATE: 12/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-01
  • S66 Uniform Combined State Law Examination
    1999-09-01
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hendersonville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor