James Dewey Wiley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Hendersonville, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Hendersonville, NC

Previous Registrations

• 2002-02-28 → 2002-06-21
  Wachovia Securities, Inc.
  Hendersonville, NC

Other Businesses

RENTAL PROPERTY; INV RELATED; HENDERSONVILLE, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 10/19/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY - RED; INV RELATED; HENDERSONVILLE, NC; RENTAL;100% OWNERSHIP; START DATE: 12/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  1999-09-01

Designations

• Certified Financial Planner