Michael P Iaquinta

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
NJ	RA	APPROVED	2017-01-04

NY RA
APPROVED

Since 2021-06-14
NJ RA
APPROVED

Since 2017-01-04

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	New York	NY	09/2016	Present
Deutsche Bank Securities Inc.	New York	NY	01/2001	09/2016

09/2016 → Present

Raymond James & Associates, Inc.

New York, NY
01/2001 → 09/2016

Deutsche Bank Securities Inc.

New York, NY

Previous Registrations

2008-04-29 → 2016-09-06

Deutsche Bank Securities Inc.

New York, NY

Baltimore, MD

Baltimore, MD

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-05

S66 Uniform Combined State Law Examination

2007-10-05

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

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