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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-05 |
| MI | RA | APPROVED | 2021-11-01 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2008-09-19 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 09/2008 | Present |
1)HIGHLANDS BOWL LLC-19454 ISLAND COURT DRIVE-BOCA RATON, FL. 33434-MANAGER. 2)STACKMAN DYNASTY TRUST / 385 WEST 12TH ST APT 4W NEW YORK,NY 10014 / TRUST/ OTHER FIDUCIARY APPROVAL FOR TRUST / TRUST / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / FIDUCIARY / START DATE 3/4/201 3)Challenged Athletes FOundation / 9591 Waples St San Diego,CA 92121 / Foundation/ Other Provides sports adaptive equipment to people with diasabilities / Disabilities / Member of Board of Directors / / none / Start Date 8/6/2008 .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-01 |
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