Philip Edwin Smith

Current Employers

Employment History

• 09/2005 → 10/2023
  Ameriprise Financial Services, Inc.
  San Diego, CA
• 10/2023 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2023 → Present
  Swp Financial Llc Dba Salient Wealth Planning
  San Diego, CA

Previous Registrations

• 2000-09-13 → 2023-11-08
  Ameriprise Financial Services, Llc
  Escondido, CA
  San Diego, CA

Other Businesses

1. SWP Financial Holdings, LLC d/b/a Salient Wealth Planning LLC //Yes, investment related / At registered location / Financial Planning & Investment Management / Owner / Managing Director, Financial Advisor / October 2023 / 40/week / Zero / hours to other businesses / None 2. Fixed Insurance, not investment related, at registered location, financial advisor, registered rep, Financial Advisor, 10/2023, California, 1 hour/month, 1 hour/month, assist clients with term, LTC and disability insurance. 3. Real Estate Ownership; Multi-Family; / Long Term, buy and hold / 92110; Investment Related/ August 2016 / Multi-Family; 92110; Investment Related; August 2016/ Multi-Family; Vista, CA 92084; Investment Related; October 2021/ Single Family; Pine Cove, CA 92561; Investment Related; August 2022. / Owner of the properties / Zero hours devoted during business hours / No duties, just owner 4. PKS, Investment Related, at registered location, registered rep, 10/2023, California, 16 hours/month, 8 hours/month, provide service and advice on financial accounts. 5. PKS Financial / Yes / At registered location/ Fixed Traditional Ins. / Agent / 11.23 / 1 hr month / 1 hr. month / Sale of fixed / traditional Insurance products

Exams

• S66 Uniform Combined State Law Examination
  2000-08-11

Designations