Glenn James Fischer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-08-22
IL	RA	APPROVED	2009-12-11

TX RA
APPROVED_RES

Since 2018-08-22
IL RA
APPROVED

Since 2009-12-11

Branch Locations

1603 Orrington Ave., Ste 1250, Evanston, IL 60201 • United States

Wilmette, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Evanston	IL	12/2009	Present

12/2009 → Present

Lpl Financial

Evanston, IL

Previous Registrations

2007-05-29 → 2009-12-19

Citigroup Global Markets Inc.

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL
2002-09-11 → 2007-05-29

Citicorp Investment Services

Chicago, IL

Chicago, IL

Chicago, IL
2000-09-06 → 2002-09-12

Ameriprise Financial Services, Llc

Rosemont, IL

Other Businesses

1) 12/11/2009 - DBA ONLY - CLEAR FINANCIAL GROUP.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-30

S66 Uniform Combined State Law Examination

2000-08-30

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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