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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-22
IL RA APPROVED 2009-12-11
  • TX RA
    APPROVED_RES
    Since 2018-08-22
  • IL RA
    APPROVED
    Since 2009-12-11

Branch Locations

1603 Orrington Ave., Ste 1250, Evanston, IL 60201 • United States

Wilmette, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Evanston IL 12/2009 Present
  • 12/2009 → Present
    Lpl Financial
    Evanston, IL
Previous Registrations
Other Businesses

1) 12/11/2009 - DBA ONLY - CLEAR FINANCIAL GROUP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-30
  • S66 Uniform Combined State Law Examination
    2000-08-30

View on SEC IAPD

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