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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
Branch Locations
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 31-70 35 Street Realty | Astoria | NY | 01/2000 | Present |
| 31-53 35 Street Realty | Astoria | NY | 12/1996 | Present |
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 08/2018 |
| Citigroup | New York City | NY | 08/2018 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 31-53 35 STREET REALTY POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/30/1996 ADDRESS: 31-53 ASTORIA NY. DETAILS: REAL ESTATE RENTAL APARTMENTS. HOURS DEDICATED (per month unless otherwise indicated): A FEW HOURS HOURS DURING TRADING: 3 HOURS INVESTMENT RELATED: NO ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 31-70 35 STREET REALTY POSITION: PARTIAL OWNER START DATE: 1/4/2000 ADDRESS: 31-70 ASTORIA, NY DETAILS: APARTMENT RENTALS. HOURS DEDICATED (per month unless otherwise indicated): COUPLE OF HOURS PER MONTH HOURS DURING TRADING: 3 HOURS INVESTMENT RELATED: NO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-18 |
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