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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-05
  • FL RA
    APPROVED
    Since 2023-01-05

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc W. Palm Beach FL 04/2016 07/2018
Morgan Stanley Palm Beach Gardens FL 12/2020 03/2022
Bank Of America, N.A. Wellington FL 08/2018 12/2020
Morgan Stanley Private Bank, N.A New York NY 05/2021 03/2022
Unemployed West Palm Beach FL 03/2022 12/2022
Ubs Financial Services Okeechobee FL 12/2022 Present
  • 04/2016 → 07/2018
    Pruco Securities, Llc
    W. Palm Beach, FL
  • 12/2020 → 03/2022
    Palm Beach Gardens, FL
  • 08/2018 → 12/2020
    Bank Of America, N.A.
    Wellington, FL
  • 05/2021 → 03/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 03/2022 → 12/2022
    Unemployed
    West Palm Beach, FL
  • 12/2022 → Present
    Ubs Financial Services
    Okeechobee, FL
Previous Registrations
Other Businesses

Real Estate/Rental Property~1431 W 32nd St, Riviera Beach, Fl 33404~Rental Property~N~Owner~10/2003~1 hrs/mo~0 trading hrs/mo

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-05
  • S66 Uniform Combined State Law Examination
    2021-06-05

View on SEC IAPD

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