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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-07-31 |
Branch Locations
20045 Stevens Creek Blvd Ste 2G, Cupertino, CA 95014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cindy Shi Cpa | Cupertino | CA | 07/2003 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2012 | Present |
1) ONE STOP FINANCIAL SERVICES INC, 20045 STEVENS CREEK BLVD, STE 2G, CUPERTINO, CA, 11/2003 AS CPA/OWNER OF TAX PREPARATION BUSINESS. INV REL - 30 HR/WK - 10/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 7/2012 AS ADVISORY REP OF A RIA. INV REL - 10 HR/MO - 10/TRADING. 3.) AIG PARTNERS GROUP/AIXIN INSURANCE SERVICES INC. , AMERICAN GENERAL CTR, NASHVILLE, TN, 12/2012 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-24 |
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