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Jonathan Peter Doyle

Rbc Rochdale, LLC

New York, NY

Chicago, IL

Chicago, IL

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2016-01-22
FL RA APPROVED 2014-03-17
AR RA APPROVED 2014-02-11
SC RA APPROVED 2014-01-16
PA RA APPROVED 2014-01-15
TX RA APPROVED_RES 2014-01-14
CO RA APPROVED 2014-01-13
IN RA APPROVED 2014-01-13
IA RA APPROVED 2014-01-13
MI RA APPROVED 2014-01-13
MN RA APPROVED 2014-01-13
IL RA APPROVED 2014-01-10
OH RA APPROVED 2014-01-10
WI RA APPROVED 2014-01-10
CA RA APPROVED 2010-03-08
  • MT RA
    APPROVED
    Since 2016-01-22
  • FL RA
    APPROVED
    Since 2014-03-17
  • AR RA
    APPROVED
    Since 2014-02-11
  • SC RA
    APPROVED
    Since 2014-01-16
  • PA RA
    APPROVED
    Since 2014-01-15
  • TX RA
    APPROVED_RES
    Since 2014-01-14
  • CO RA
    APPROVED
    Since 2014-01-13
  • IN RA
    APPROVED
    Since 2014-01-13
  • IA RA
    APPROVED
    Since 2014-01-13
  • MI RA
    APPROVED
    Since 2014-01-13
  • MN RA
    APPROVED
    Since 2014-01-13
  • IL RA
    APPROVED
    Since 2014-01-10
  • OH RA
    APPROVED
    Since 2014-01-10
  • WI RA
    APPROVED
    Since 2014-01-10
  • CA RA
    APPROVED
    Since 2010-03-08

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

225 W. Washington Street, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rochdale Investment Management Llc New York NY 02/2010 Present
Rim Securities Llc New York NY 02/2010 Present
  • 02/2010 → Present
    Rochdale Investment Management Llc
    New York, NY
  • 02/2010 → Present
    Rim Securities Llc
    New York, NY
Previous Registrations
  • 2007-04-23 → 2009-08-13
    Placemark Investments, Inc.
    Addison, TX
    Wellesley, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-09-24
S65 Uniform Investment Adviser Law Examination 2007-04-18
  • S63 Uniform Securities Agent State Law Examination
    2009-09-24
  • S65 Uniform Investment Adviser Law Examination
    2007-04-18
Other Names
  • Jonathan P Doyle

View on SEC IAPD

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