Andrew D. Stone

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2003-04-03 → 2005-01-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

NAME OF OTHER BUSINESS: Andrew and Yelena Stone NYC Personal Apartment / INVESTMENT RELATED?: N/A / ADDRESS: 303 East 57th Street apt 35b, New York / NATURE OF THE BUSINESS: real Estate / POSITION: Owner / DUTIES: My personal apartment that is being rented. I collect the rent- pay the bills- and I am responsible for repairs / START DATE: 07/15/2022 / HOURS DEVOTED TO BUSINESS: N/A.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-30

Other Names

• Andrew Stone
• Andrew Stone