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Laura Louise Asker

Empirical Research Partners LLC

New York, NY

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Current Employers
Empirical Research Partners Llc

551 Fifth Avenue Suite 1800, New York`, NY 10176 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-23
  • NY RA
    APPROVED
    Since 2023-08-23

Branch Locations

551 Fifth Avenue Suite 1800, New York, NY 10176 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Research Partners Llc New York NY 03/2003 03/2017
Empirical Research Partners Llc New York NY 03/2022 Present
Unemployed New York NY 04/2017 02/2022
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-27
S63 Uniform Securities Agent State Law Examination 2022-09-23
  • S65 Uniform Investment Adviser Law Examination
    2023-06-27
  • S63 Uniform Securities Agent State Law Examination
    2022-09-23
Other Names
  • Laura Louise Dix
  • Laura Louise Dix

View on SEC IAPD

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