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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-06
SC RA APPROVED 2012-12-18
NC RA APPROVED 2010-02-22
OH RA APPROVED 2007-03-06
ME RA APPROVED 2003-07-24
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • SC RA
    APPROVED
    Since 2012-12-18
  • NC RA
    APPROVED
    Since 2010-02-22
  • OH RA
    APPROVED
    Since 2007-03-06
  • ME RA
    APPROVED
    Since 2003-07-24

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley MA 03/2003 Present
Other Businesses

I*2430275, Entity Type: Entity Charitable, Name of OBA: Middle Creek High School Stampede Club Board, Address: Apex, North Carolina, 27539, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 05/14/2025, No Hours: 30 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be running the monthly meetings. I will have no control of funds. All decisions are made by the board as a whole. We have several committees that run different things for the organization like apparel sales, scholarships, etc. I will be coordinating the meetings and building the slide deck for the meeting topics. To raise money to help the athletics program at the high school fund things like uniforms, concessions, and equipment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-23
  • S66 Uniform Combined State Law Examination
    2003-06-23

View on SEC IAPD

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