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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-05
TX RA APPROVED 2021-10-26
  • FL RA
    APPROVED
    Since 2021-11-05
  • TX RA
    APPROVED
    Since 2021-10-26

Branch Locations

2665 S Bayshore Dr Suite 230, Coconut Grove, FL 33133 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investor Solutions Coconut Grove FL 09/2008 10/2021
Wealth Enhancement Group Coconut Grove FL 10/2021 Present
Wealth Enhancement Advisory Services Coconut Grove FL 10/2021 Present
  • 09/2008 → 10/2021
    Investor Solutions
    Coconut Grove, FL
  • 10/2021 → Present
    Wealth Enhancement Group
    Coconut Grove, FL
  • 10/2021 → Present
    Wealth Enhancement Advisory Services
    Coconut Grove, FL
Previous Registrations
  • 2008-10-30 → 2021-11-19
    Investor Solutions
    Coconut Grove, FL
    Coconut Grove, FL
  • 2003-11-24 → 2007-12-03
    Osaic Fa, Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

WEALTH ENHANCEMENT GROUP - DBA FOR WEALTH ENHANCEMENT ADVISORY SERVICES ACTIVITY - 0 HOURS PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-14
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2001-07-14
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Designations

View on SEC IAPD

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