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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
OH RA APPROVED 2005-03-16
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • OH RA
    APPROVED
    Since 2005-03-16

Branch Locations

277 W. Nationwide Blvd., Columbus, OH 43215-9737 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Columbus OH 03/2005 Present
Charles Schwab Bank Columbus OH 03/2005 Present
Previous Registrations
Other Businesses

1) UPPER ARLINGTON CIVIC ASSOCIATION | Investment Related:No|Nonprofit Charitable Organizations|DIRECTOR|2/3/2025|Less than 20|0|PURELY VOLUNTARY, UNPAID POSITION TO HELP FUNDRAISE FOR COMMUNITY SPONSORED EVENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-11
  • S66 Uniform Combined State Law Examination
    2001-06-11
Other Names
  • Tara Rae Oliva
  • Tara R Johnson

View on SEC IAPD

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