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Kelly Dissette Maumenee

Robert W. Baird & Co. Incorporated

Hendersonville, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-18
  • NC RA
    APPROVED
    Since 2019-10-18

Branch Locations

101 E Allen St. Ste 219, Hendersonville, NC 28792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard W.L. Lyons, Llc Hendersonville NC 02/2013 Present
Robert W. Baird & Co. Incorporated Hendersonville NC 10/2019 Present
Previous Registrations
Other Businesses

MARGRET T WILSON, FIDUCIARY, POA, EXECUTOR, START DATE 05/10/2010, 10 HRS/MO, 1 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-10-07
S65 Uniform Investment Adviser Law Examination 2002-03-28
  • S63 Uniform Securities Agent State Law Examination
    2003-10-07
  • S65 Uniform Investment Adviser Law Examination
    2002-03-28

View on SEC IAPD

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Keith David Holloway
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSONVILLE, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · Hendersonville, NC
OSAIC INSTITUTIONS, INC. · Henderson, NC
LPL FINANCIAL LLC · HENDERSONVILLE, NC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Hendersonville, NC
VERITAS INVESTMENT ADVISORY GROUP LLC · HENDERSONVILLE, NC
PNC WEALTH MANAGEMENT LLC · HENDERSONVILLE, NC
EDWARD JONES · HENDERSONVILLE, NC

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