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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-28 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Charlotte | NC | 04/2005 | 09/2017 |
| First Citizens Bank | Raleigh | NC | 07/2018 | 05/2020 |
| First Citizens Investor Services, Inc. | Raleigh | NC | 07/2018 | 05/2020 |
| Unemployed | Raleigh | NC | 09/2017 | 06/2018 |
| J.P. Morgan Securities Llc | Durham | NC | 09/2020 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | Durham | NC | 09/2020 | 01/2021 |
| Unemployed | Raleigh | NC | 06/2020 | 08/2020 |
| Fidelity Investments | Raleigh | NC | 01/2021 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Cary | NC | 02/2022 | Present |
| Wells Fargo Bank, Na | Cary | NC | 02/2022 | Present |
| Unemployed | Raleigh | NC | 10/2021 | 01/2022 |
| Wells Fargo Funds Management, Llc | Charlotte | NC | 01/2005 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
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