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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2018-08-17 |
Branch Locations
85 Broad Street 26Th Flr, New York, NY 10004 • United States
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2002 | Present |
1.IT IS A FAMILY TRUST, ESTABLISHED BY MY PARENTS, FOR WHICH I AM THE TRUSTEE AND BENEFICIARY. I WILL DEVOTE ABOUT FIVE HOURS PER MONTH & NONE OF WHICH WILL BE DURING MARKET HOURS. 2.I OWN AN APARTMENT IN HOBOKEN, NJ THAT I RENT AS A LANDLORD. I SPEND ABOUT 1-20 HOURS PER YEAR (ALL OF WHICH ARE NOT DURING SECURITIES TRADING HOURS) TO ADDRESS ANY COMPLAINTS/REQUESTS FROM THE TENANT AND/OR RENEW THE LEASE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-19 |
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