James D Davis

Current Employers

Employment History

• 04/2010 → 05/2019
  Lpl Financial, Llc
  Brentwood, TN
• 11/2016 → Present
  Independent Financial Partners
  Brentwood, TN
• 05/2019 → Present
  Ifp Securities, Llc
  Franklin, TN

Previous Registrations

• 2010-04-19 → 2017-03-22
  Lpl Financial Llc
  Brentwood, TN
  Nashville, TN
  Franklin, TN
• 2008-12-11 → 2010-04-27
  Valic Financial Advisors, Inc.
  Brentwood, TN
• 2004-03-26 → 2008-08-11
  Lpl Financial Llc
  Nashville, TN
  Brentwood, TN
  Franklin, TN

Other Businesses

(1) 04/13/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Sale of Fixed Insurance Products (2) Grow Live Give; DBA; Investment Related; 330 Mallory Station Ed, Ste A-2, Franklin, TN 37067; Owner; Providing education, advice, financial goal-oriented planning, investment management for a fee, sale of ETFs, Mutual Funds, Individual Equities for commission; Start 12/14/2020; 140 hrs/mo, 120 hrs/mo during trading. (3) James Davis; Fixed Insurance; Non-Variable Insurance; 330 Mallory Station Rd, Ste A-2, Franklin, TN; 37067; Agent; All duties relate to Fixed Insurance: Gathering of personal/financial information, retrieving and distributing illustrations via IFP Insurance Group; Start 12/14/20; 15 hrs/mo, 15 hrs/mo during trading. (4) Zion Presbyterian Church Finance Committee; 2322 Zion Road, Columbia, TN 38401; Not Investment Related; Non Profit 501(c)(3); Board Member; 2/17/2022; Review the church's financial information with the board and give recommendations to the church on financial matters. 1 hr/mo, 0 hr/mo during trading hours (5) NORCARLA, LLC - not investment related - 915 MONUMENT RD SUMMERTOWN, TN 38483 - Land consulting, land clearing , Land development - Limited Partner - start date 3/1/2024 - 1 hour/month - This is a business that my son-in-law, Cam McAulay, is buying. I am funding the purchase and will be a silent partner in the LLC that owns the business. I will not have any day-to-day activities. (6) Zion Christina Academy - not investment related - 6901 Old Zion Rd. Columbia, TN 38401 - K-12 school - teacher - start date 8/6/2025 - 20 hours/month - 8 hours/month during trading - Geometry teacher

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-19
• S63 Uniform Securities Agent State Law Examination
  2000-10-17

Other Names

• James D Davis
• Jim Davis