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Tangneka Lee Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Roanoke, VA

Kingsport, TN

Bristol, TN

Lynchburg, VA

Johnson City, TN

Jacksonville, FL

New York, NY

Asheville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-03
VA RA APPROVED 2026-03-03
TX RA APPROVED 2025-04-29
NC RA APPROVED 2025-04-12
  • TN RA
    APPROVED
    Since 2026-03-03
  • VA RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2025-04-29
  • NC RA
    APPROVED
    Since 2025-04-12

Branch Locations

110 Franklin Rd Se, Roanoke, VA 24011 • United States

7 Sheridan Sq, Kingsport, TN 37660 • United States

500 State St, Bristol, TN 37620 • United States

1705 Enterprise Dr, Lynchburg, VA 24502 • United States

206 Princeton Rd, Johnson City, TN 37601 • United States

50 N Laura St, Jacksonville, FL 32202 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

1 N Pack Sq, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Asheville NC 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-11
  • S66 Uniform Combined State Law Examination
    2025-04-11
Other Names
  • Tangneka Lee Cox
  • Tangie Lee Cox
  • Tangneka Lee Cox
  • Tangie Lee Smith

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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