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Hsin-Yuin S Horng

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-12
TX RA APPROVED_RES 2024-03-07
  • CA RA
    APPROVED
    Since 2024-03-12
  • TX RA
    APPROVED_RES
    Since 2024-03-07

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 03/2016 07/2020
Morgan Stanley Pasadena CA 02/2024 Present
Homemaker Pasadena CA 07/2020 02/2024
Previous Registrations
Other Businesses

*585949 - Rental Property; Investment related: Yes; Monrovia, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 1; Property Management *585952 - Rental Property; Investment related: Yes; Monrovia, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2016; During business hours: 0; After business hours: 1; Property Management *585958 - Rental Property; Investment related: Yes; South Pasadena, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2013; During business hours: 0; After business hours: 1; Property Management *585960 - Rental Property; Investment related: Yes; Glendale, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2013; During business hours: 0; After business hours: 1; Property Management *585961 - Rental Property; Investment related: Yes; Pasadena, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2008; During business hours: 0; After business hours: 1; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18
Other Names
  • Serene Hsin-Yuin Horng
  • Serene Horng
  • Hsin-Yuin Serene Horng
  • Hsin-Yuinserene Horng

View on SEC IAPD

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